{"id":9443,"date":"2026-09-02T06:04:35","date_gmt":"2026-09-02T06:04:35","guid":{"rendered":"https:\/\/aboutknowledge.com\/?p=9443"},"modified":"2026-09-02T06:04:36","modified_gmt":"2026-09-02T06:04:36","slug":"case-study-a-compliance-analyzer","status":"publish","type":"post","link":"https:\/\/aboutknowledge.com\/zh\/case-study-a-compliance-analyzer\/","title":{"rendered":"Case Study: A Compliance Analyzer"},"content":{"rendered":"<h2>What it is<\/h2>\n<p><strong>A LoRA adapter fine-tuned on Llama 3.2 3B<\/strong>, built to analyse statements about how an organisation operates and return a structured compliance assessment.<\/p>\n<p>Published openly on Hugging Face by <strong>AboutKnowledge (Hong Kong) Limited<\/strong>.<\/p>\n<p><strong>Give it a statement<\/strong> \u2014 &#8220;We do not document management review meetings&#8221; \u2014 and it returns:<\/p>\n<p><strong>A verdict.<\/strong> Compliant, partially compliant, or non-compliant.<\/p>\n<p><strong>The relevant clause.<\/strong> Which requirement this touches.<\/p>\n<p><strong>An explanation.<\/strong> Why that verdict.<\/p>\n<p><strong>Recommendations.<\/strong> What to do about it.<\/p>\n<p><strong>That structure is the point of the model<\/strong>, and it is what separates it from asking a general model the same question.<\/p>\n<h2>Why structured output matters<\/h2>\n<p><strong>A general model asked this question gives you a paragraph.<\/strong> Useful to read, awkward to act on.<\/p>\n<p><strong>A structured answer can be used by a system.<\/strong><\/p>\n<p><strong>Three things become possible:<\/strong><\/p>\n<p><strong>Sorting.<\/strong> Show me everything non-compliant. Filter by clause.<\/p>\n<p><strong>Counting.<\/strong> How many findings, of which severity, against which standard.<\/p>\n<p><strong>Routing.<\/strong> Non-compliant findings go to one queue, partially compliant to another.<\/p>\n<p><strong>None of that works on prose.<\/strong> A downstream system needs fields, and a fine-tuned model produces them consistently \u2014 without a long instruction on every call.<\/p>\n<div style=\"border:1px solid #e0e0e0;border-radius:6px;padding:18px 20px;margin:24px 0;background:#fafafa;\">\n<p style=\"font-size:12px;letter-spacing:.5px;text-transform:uppercase;color:#5C3A52;font-weight:700;margin:0 0 14px;\">FIGURE 1: PROSE VERSUS STRUCTURE<\/p>\n<div style=\"display:flex;flex-wrap:wrap;gap:14px;\">\n<div style=\"flex:1 1 200px;min-width:200px;background:#fff;border:1px solid #e6e6e6;border-radius:5px;padding:14px 16px;\">\n<p style=\"margin:0 0 8px;font-weight:700;color:#0F9E96;font-size:14px;\">A general model<\/p>\n<ul style=\"margin:0;padding-left:18px;color:#5a5a5a;font-size:13px;line-height:1.6;\">\n<li>Returns a readable paragraph<\/li>\n<li>Format varies between calls<\/li>\n<li>A person must extract the verdict<\/li>\n<li>Cannot be sorted or counted<\/li>\n<\/ul>\n<\/div>\n<div style=\"flex:1 1 200px;min-width:200px;background:#fff;border:1px solid #e6e6e6;border-radius:5px;padding:14px 16px;\">\n<p style=\"margin:0 0 8px;font-weight:700;color:#B04A4A;font-size:14px;\">A fine-tuned analyzer<\/p>\n<ul style=\"margin:0;padding-left:18px;color:#5a5a5a;font-size:13px;line-height:1.6;\">\n<li>Verdict, clause, explanation, recommendations<\/li>\n<li>Same shape every time<\/li>\n<li>A system can filter and route<\/li>\n<li>Findings can be counted and tracked<\/li>\n<\/ul>\n<\/div>\n<\/div>\n<\/div>\n<h2>Two models, two jobs<\/h2>\n<p><strong>AboutKnowledge published two related models, and the split is deliberate.<\/strong><\/p>\n<p><strong>The 1B quality model<\/strong> answers questions and drafts documents. What does a clause require? Write me a checklist. Suggest some KPIs.<\/p>\n<p><strong>The 3B compliance analyzer<\/strong> makes judgements. Here is what we do \u2014 is it compliant, and against what?<\/p>\n<p><strong>Why not one model for both?<\/strong><\/p>\n<p><strong>Different jobs need different training.<\/strong> One is trained to explain; the other to assess and cite. Training a single model on both produces something that does neither cleanly.<\/p>\n<p><strong>And different jobs justify different sizes.<\/strong> Judgement with citation is a harder task than answering a question, which is why the analyzer is the larger of the two.<\/p>\n<p><strong>That is a design decision worth borrowing.<\/strong> Rather than one model that does everything adequately, two models each doing one thing properly.<\/p>\n<h2>The training<\/h2>\n<p><strong>From the published model card:<\/strong><\/p>\n<p>| | |<\/p>\n<p>|&#8212;|&#8212;|<\/p>\n<p>| Base model | Llama 3.2 3B Instruct |<\/p>\n<p>| Framework | Unsloth |<\/p>\n<p>| LoRA rank \/ alpha | 16 \/ 16 |<\/p>\n<p>| Dropout | 0.0 |<\/p>\n<p>| Quantised training | 4-bit NF4 |<\/p>\n<p>| Training records | 1,000,000 |<\/p>\n<p>| Training steps | 3,000 |<\/p>\n<p>| Final train loss | 0.1742 |<\/p>\n<p>| Sequence length | 2048 |<\/p>\n<p><strong>A million training records<\/strong>, each an example of a statement and the structured assessment it should produce.<\/p>\n<p><strong>Which is the real work.<\/strong> Not the training run \u2014 assembling a million consistent examples of what a good compliance assessment looks like.<\/p>\n<h2>What it covers<\/h2>\n<p><strong>Standards<\/strong> \u2014 ISO 9001, 14001, 45001, 27001, 13485, 50001, plus IATF 16949 for automotive and AS9100D for aerospace.<\/p>\n<p><strong>Verdicts<\/strong> \u2014 compliant, partially compliant, non-compliant.<\/p>\n<p><strong>Output<\/strong> \u2014 verdict, cited clauses, explanation, recommendations.<\/p>\n<p><strong>The three-way verdict is worth noting.<\/strong> Compliance is rarely binary. &#8220;Partially compliant&#8221; is the honest answer for most real findings \u2014 the thing is being done, just not documented, or done inconsistently.<\/p>\n<p><strong>A model that only said yes or no would be less useful<\/strong>, because it would force a wrong answer on the most common case.<\/p>\n<div style=\"border:1px solid #e0e0e0;border-radius:6px;padding:18px 20px;margin:24px 0;background:#fafafa;\">\n<p style=\"font-size:12px;letter-spacing:.5px;text-transform:uppercase;color:#5C3A52;font-weight:700;margin:0 0 14px;\">FIGURE 2: WHY THE DESIGN CHOICES MAKE SENSE<\/p>\n<div style=\"display:flex;flex-wrap:wrap;gap:14px;\">\n<div style=\"flex:1 1 200px;min-width:200px;background:#fff;border:1px solid #e6e6e6;border-radius:5px;padding:14px 16px;\">\n<p style=\"margin:0 0 8px;font-weight:700;color:#5C3A52;font-size:14px;\">Three-way verdict<\/p>\n<ul style=\"margin:0;padding-left:18px;color:#5a5a5a;font-size:13px;line-height:1.6;\">\n<li>Most real findings are partial. Binary would force a wrong answer.<\/li>\n<\/ul>\n<\/div>\n<div style=\"flex:1 1 200px;min-width:200px;background:#fff;border:1px solid #e6e6e6;border-radius:5px;padding:14px 16px;\">\n<p style=\"margin:0 0 8px;font-weight:700;color:#5C3A52;font-size:14px;\">Cited clause<\/p>\n<ul style=\"margin:0;padding-left:18px;color:#5a5a5a;font-size:13px;line-height:1.6;\">\n<li>A verdict without a reference cannot be checked or acted on.<\/li>\n<\/ul>\n<\/div>\n<div style=\"flex:1 1 200px;min-width:200px;background:#fff;border:1px solid #e6e6e6;border-radius:5px;padding:14px 16px;\">\n<p style=\"margin:0 0 8px;font-weight:700;color:#5C3A52;font-size:14px;\">Recommendations included<\/p>\n<ul style=\"margin:0;padding-left:18px;color:#5a5a5a;font-size:13px;line-height:1.6;\">\n<li>The next question is always &#8220;so what do we do&#8221;.<\/li>\n<\/ul>\n<\/div>\n<div style=\"flex:1 1 200px;min-width:200px;background:#fff;border:1px solid #e6e6e6;border-radius:5px;padding:14px 16px;\">\n<p style=\"margin:0 0 8px;font-weight:700;color:#5C3A52;font-size:14px;\">3B rather than 1B<\/p>\n<ul style=\"margin:0;padding-left:18px;color:#5a5a5a;font-size:13px;line-height:1.6;\">\n<li>Judgement with citation is harder than answering a question.<\/li>\n<\/ul>\n<\/div>\n<\/div>\n<\/div>\n<h2>How it is used<\/h2>\n<p><strong>Both routes are published<\/strong>, as with the sibling model.<\/p>\n<p><strong>In code<\/strong>, loading the adapter with the intended system prompt \u2014 establishing it as a quality-management auditor and ISO consultant, and asking for a verdict, clauses, reasoning and recommendations.<\/p>\n<p><strong>Locally<\/strong>, using the published Q8_0 GGUF file \u2014 about 3.4 GB \u2014 with Ollama.<\/p>\n<p><strong>The system prompt matters more here than usual.<\/strong> The model was trained to produce a specific structure in response to a specific framing. <strong>Address it differently and the structure degrades.<\/strong><\/p>\n<h2>Where it fits<\/h2>\n<p><strong>Triage.<\/strong> Run a set of statements about your operations through it and see what comes back flagged. That gives an audit team a starting list rather than a blank page.<\/p>\n<p><strong>Preparation.<\/strong> Before an internal audit, check what is likely to come up.<\/p>\n<p><strong>Drafting findings.<\/strong> A first version of a nonconformity write-up, with the clause already identified.<\/p>\n<p><strong>Consistency.<\/strong> Different auditors assess the same thing differently. A model applies the same standard to everything, which is useful as a cross-check even when a person makes the final call.<\/p>\n<h2>Where it does not fit<\/h2>\n<p><strong>The model card is explicit<\/strong>, and this is the important part.<\/p>\n<p><strong>It should not replace human auditors or regulatory review.<\/strong><\/p>\n<p><strong>Always verify against the official standard text for compliance decisions.<\/strong><\/p>\n<p><strong>Why:<\/strong> certification depends on precise clause wording. A model trained on synthetic data can produce a plausible clause reference that is subtly wrong \u2014 right standard, wrong sub-clause, or right idea in slightly wrong words.<\/p>\n<p><strong>For triage and drafting, that is acceptable.<\/strong> For a decision a certification body will examine, it is not.<\/p>\n<div style=\"border:1px solid #e0e0e0;border-radius:6px;padding:18px 20px;margin:24px 0;background:#fafafa;\">\n<p style=\"font-size:12px;letter-spacing:.5px;text-transform:uppercase;color:#5C3A52;font-weight:700;margin:0 0 14px;\">FIGURE 3: HOW TO USE IT PROPERLY<\/p>\n<div style=\"display:flex;flex-wrap:wrap;gap:14px;\">\n<div style=\"flex:1 1 200px;min-width:200px;background:#fff;border:1px solid #e6e6e6;border-radius:5px;padding:14px 16px;\">\n<p style=\"margin:0 0 8px;font-weight:700;color:#5C3A52;font-size:14px;\">Appropriate<\/p>\n<ul style=\"margin:0;padding-left:18px;color:#5a5a5a;font-size:13px;line-height:1.6;\">\n<li>Triage \u2014 what should we look at first<\/li>\n<li>A first draft of a finding<\/li>\n<li>A consistency cross-check across assessors<\/li>\n<li>Preparation before an internal audit<\/li>\n<\/ul>\n<\/div>\n<div style=\"flex:1 1 200px;min-width:200px;background:#fff;border:1px solid #e6e6e6;border-radius:5px;padding:14px 16px;\">\n<p style=\"margin:0 0 8px;font-weight:700;color:#5C3A52;font-size:14px;\">Not appropriate<\/p>\n<ul style=\"margin:0;padding-left:18px;color:#5a5a5a;font-size:13px;line-height:1.6;\">\n<li>The compliance decision itself<\/li>\n<li>Quoting clause wording as authoritative<\/li>\n<li>Anything a certification body reviews<\/li>\n<li>Replacing a qualified auditor<\/li>\n<\/ul>\n<\/div>\n<\/div>\n<\/div>\n<h2>What this shows<\/h2>\n<p>Three transferable points.<\/p>\n<p><strong>Structured output is a training objective, not a prompting trick.<\/strong> If a downstream system needs fields, train for fields.<\/p>\n<p><strong>Split tasks across models rather than overloading one.<\/strong> Two models doing one job each beat one doing both adequately.<\/p>\n<p><strong>Publish the limitations.<\/strong> Both these model cards say plainly where the output should not be trusted. <strong>That is what a professionally published model looks like<\/strong>, and its absence elsewhere is a warning.<\/p>\n<h2>The short version<\/h2>\n<p>A 3B model fine-tuned to return <strong>a verdict, a clause, an explanation and recommendations<\/strong> \u2014 consistently, in a shape a system can use.<\/p>\n<p><strong>Trained on a million examples<\/strong>, which is the real work behind it.<\/p>\n<p><strong>A three-way verdict<\/strong>, because most real compliance findings are partial rather than pass or fail.<\/p>\n<p><strong>For triage and drafting, not for the decision<\/strong> \u2014 and the model&#8217;s own documentation says so, which is how it should be.<\/p>\n<div style=\"border-left:4px solid #5C3A52;background:#F7F3F6;padding:18px 22px;margin:28px 0;border-radius:0 6px 6px 0;\">\n<p style=\"margin:0 0 6px;font-weight:700;color:#5C3A52;font-size:16px;\">Audit preparation starting from a blank page every time?<\/p>\n<p style=\"margin:0;color:#5a5a5a;\">Get in touch. We build models that produce structured, consistent output your systems can act on \u2014 running locally, so nothing confidential leaves your infrastructure.<\/p>\n<\/div>","protected":false},"excerpt":{"rendered":"<p>What it is A LoRA adapter fine-tuned on Llama 3.2 3B, built to analyse statements about how an organisation operates and return a structured compliance assessment. Published openly on Hugging Face by AboutKnowledge (Hong Kong) Limited. Give it a statement \u2014 &#8220;We do not document management review meetings&#8221; \u2014 and it returns: A verdict. Compliant, [&hellip;]<\/p>\n","protected":false},"author":3,"featured_media":9444,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[26,30],"tags":[],"class_list":["post-9443","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-ai","category-compliance"],"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v28.4 (Yoast SEO v28.4) - https:\/\/yoast.com\/product\/yoast-seo-premium-wordpress\/ -->\n<title>Compliance Analyzer AI Model: Llama 3.2 LoRA Case Study<\/title>\n<meta name=\"description\" content=\"See how AboutKnowledge built a compliance analyzer AI model with LoRA on Llama 3.2 3B, returning structured verdicts, clauses, and actionable recommendations.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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